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Member Profile: Umpqua Bank

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Member Profile: Umpqua Bank

Umpqua Bank
Portland, Ore.

Asset Size: $4.88 billion
# Customers: 200,000 households
# Employees: 1,487
# Locations: 92

 

Headquartered in Portland, Oregon, Umpqua Bank serves approximately 200,000 households from 92 locations along the Oregon and Northern California Coasts, Central Oregon, and along the I-5 corridor from Sacramento to Bellevue. The company has 1,487 employees, and in 2004, was named the #1 large company to work for on Oregon Business Magazine’s list of “The 100 Best Companies to Work for in Oregon.”

Umpqua Bank has partnered with numerous nonprofit and for-profit organizations to develop affordable housing in the communities they serve. To date, it has sponsored approximately $1.2 million in Affordable Housing Program (AHP) grants, helping to create 180 units of affordable housing, and drawn $2.4 million in Community Investment Program (CIP) advances to fund development of another 83 units of affordable housing. In addition, the Seattle Bank has committed nearly $1.0 million in Home$tart Program grants to Umpqua Bank.

We recently interviewed Gary Hager, Vice President of Mortgage Operations, about Umpqua Bank and its efforts to address the affordable housing and economic development needs in the communities it serves.

Seattle Bank:
Umpqua Bank serves a fairly broad geographic area. Would you characterize it as primarily rural or urban or both?

Gary Hager:

Umpqua Bank serves both markets. While our beginnings were primarily rural in Southwest Oregon, our growth has been in more rural areas of California and Oregon, as well as several urban areas, including Sacramento, Medford, Eugene, Salem, Portland, and Bellevue.

Seattle Bank:

What are the primary products that you offer?

Gary Hager:

Umpqua Bank offers traditional bank products and services to both retail and commercial customers. Mortgage lending and construction lending are strategic product lines that fit nicely into the community bank culture. We strive to offer competitive pricing and products, and we look for opportunities to develop unique products that meet the needs of our customers. Our Community Interest Account is one example. It allows customers to select from a list of charitable organizations and donate the interest they earn on specific accounts or instruments to support youth, the arts, and education. Products like these help us to remain at the forefront in the communities we serve.

Seattle Bank:

How would you characterize the need for affordable housing across the region you serve?
Gary Hager:
The need for affordable housing throughout our region is growing. Northern California, Oregon, and Western Washington are experiencing both in-migration and new family formations. The fact is, however, that in much of this same area, the challenges to satisfying those needs are becoming more difficult to overcome. In the urban areas, we see markets of moderate to high-cost housing. Median home sale prices and average sale prices are escalating, thereby widening the gap between acquisition costs and the qualifying loan amounts. While reasonably priced homes can still be found, the inventory is limited, and investors compete aggressively with first-time homebuyers. We are seeing similar trends occurring in “small town” America.
Seattle Bank:
What role does Umpqua Bank play in addressing these needs?
Gary Hager:
Umpqua Bank is participating in many communities to resolve housing issues. At times, we are a facilitator, helping our customers obtain down payment assistance, such as with the Seattle Bank’s Home$tart Program. We actively participate in many of the affordable housing programs provided via state, regional, and national channels—the States of Oregon, Washington, and California, Fannie Mae, Freddie Mac, and of course, the Seattle Bank.
Seattle Bank:
Do you see Umpqua Bank’s role in this area as being unique in any way?
Gary Hager:
There are several ways in which I think Umpqua Bank plays a unique role. First, we have nurtured business relationships with several homeownership counseling agencies, and provided program information and homebuyer education to maximize our effectiveness in affordable program participations. Second, because of our size, we can sometimes take advantage of limited but moderate funding programs that may be “passed” upon by other lenders. The Seattle Bank’s “Home of Your Own” allocation for the City of Portland is an example of that. We found ourselves in a unique position with respect to this program in that we were the only lender actively participating in this Section 8 homeownership product in the Portland area. At a corporate level, Umpqua Bank is unique in that it encourages employees to utilize 40 hours annually of paid time to assist communities in programs that primarily aid youth and education, but can also include housing. For example, several staff members have committed to provide financial counseling to prospective first-time homebuyers to help a local housing authority in applying for and obtaining a federal grant. This program of volunteer service, called Connect, is quite unique in the banking community.
Seattle Bank:
How do your efforts in the affordable housing and community economic development arena complement your product and service offerings?
Gary Hager:
Our commitment and energy devoted to affordable housing has reaped many benefits. It has opened doors throughout our communities. We have obtained a very solid reputation regarding these specialty product lines. That heightened awareness on specialty products has paved many roads to more standard banking product lines.
Seattle Bank:
How does your team work with for-profit and nonprofit agencies to promote access to affordable housing?
Gary Hager:
Meeting the challenges involved in providing affordable housing generally requires the partnership of multiple organizations. Our bank has established relationships with certain for-profit and nonprofit agencies within our communities, focusing on those that, we believe, can help to deliver affordable housing in a timely fashion. We encourage all of our field resources to be alert to the opportunities in our communities and to help evaluate those opportunities. We find ourselves meeting with housing authorities, homeownership counseling agencies, state and federal housing agencies, county planners, and others who are integral to delivery of affording housing products. As a full service community bank, we have also engaged construction financing for several new affordable construction projects within our geographic domain.
Seattle Bank:
Who are some of your key community partners—both nonprofit and for-profit agencies?
Gary Hager:
The list is long—too long to name them all. But to name a few: Community Outreach, St Vincent de Paul, Portland Community Land Trust, Portland Housing Center, Clackamas Community Land Trust, Community Housing Resource Center, Oregon Housing and Community Services, Washington State Housing Finance Commission, Community Vision, Portland Housing Authority, Housing Authority of Washington County, Humboldt Bay Community Development Corp., Sabin Community Land Trust, Hacienda Community Development Corp., Fannie Mae, Freddie Mac, and of course, the Seattle Bank.
Seattle Bank:
How have you used the Seattle Bank’s community investment products to help in your efforts?
Gary Hager:
We have used the Seattle Bank’s AHP and Home$tart Program to a considerable degree over the past few years. With AHP, we’ve helped to create over 180 units of affordable housing, both rental and homeownership units. With Home$tart, we’ve been able to help over 70 first-time homebuyers to become homeowners—and with additional funds commitments from the Seattle Bank, we expect to be able double that number in the not-to-distant future. The Home$tart Program’s “matched funds” provide prospective first-time homebuyers with just what they need to become homeowners. The “Home of Your Own” initiative helps when a higher level of assistance is needed. Of that allocation, half was designated for Section 8 homeownership. With the dollars provided by the Seattle Bank, we were able to quickly respond to the need and worked with the local housing authority and housing center to seek out likely candidates for this program.
Seattle Bank:
What tangible results have you seen based on your use of these programs.
Gary Hager:
For our customers and communities, the tangible results are certainly in stabilizing families and neighborhoods. While the demand far exceeds the availability of funding for low-income families, the expansion of homeownership helps to satisfy these economic and social desires.
For our bank, generally the first-time homebuyers that we’ve helped tend to be subsequent clients. Many are new customers, who have a sense of loyalty to us for having facilitated their access to a piece of the American dream—that is, owning a home. And, the dividends that we’ve reaped in terms of our communities’ awareness of our actions have been priceless.
Seattle Bank:
Can you provide an example of a project that you’ve found to be particularly successful in addressing the affordable housing needs in your communities?
Gary Hager:
Well, the Home of Your Own project in Portland has been very successful, and we look forward to completing many more transactions via the Home of Your Own allocation. In addition, we’ve developed expertise in the community land trust model over the past three years. We are currently dealing with over five community land trusts in our markets, and we’ve closed on approximately 60 units to date. This housing model is unique and is able to reach median income level families in the 60 – 80 percent AMI area.
Seattle Bank:
How does the land trust model work?
Gary Hager:
Basically, in a community land trust model, a non-profit sets up a trust, which will hold title to the land. This removes the land component from a purchase of a property as the land is not being sold. Only the improvements are being sold. So the cost of a community land trust purchase can be 30 – 35 percent less than that of a standard purchase transaction. Qualifying for mortgage loans is easier. Homebuyers get the benefits of owning a home. The non-profit retains title to the land, and through the lease agreement, gets a nominal lease fee of generally $35 – $40 per month. There are sale restrictions to subsequent buyers to ensure that the property remains in an “affordability” status. The homeowners and the nonprofit share in the appreciation of the property, based upon pre-determined formulas. The model achieves two major goals: lower income families can acquire a home, and the home’s affordability is retained because the land is held in the trust.
Seattle Bank:
Overall, what is the importance to your bank and your communities of having access to the Seattle Bank’s affordable housing programs? Where do you think your communities would be without them?
Gary Hager:
Our continued success in the area of affordable housing is dependent upon programs that help the communities we serve. Programs such as those provided through the Federal Home Loan Bank of Seattle are critical—in part because they often allow us to be the “first investor in.” As such, the funding we provide is a key leveraging factor that kicks a project into motion. The bottom line is that without the kind of funding provided by the Seattle Bank, many of these projects just wouldn’t happen. Families benefit, our communities benefit—and in the end, so does our bank.

For more information about Umpqua Bank, visit www.umpquabank.com.


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